Rights & Obligations of Stockbroker & Clients
Aspero Markets Private Limited (Formerly known as Credavenue Securities Private Limited) Registered Office: 12th Floor, Prestige Polygon, No-471, Anna Salai, Nandanam, Chennai-600 035. Phone: +91 44-
Rights & Obligations of Stockbroker & Clients
Aspero Markets Private Limited (Formerly known as Credavenue Securities Private Limited) Registered Office: 12th Floor, Prestige Polygon, No-471, Anna Salai, Nandanam, Chennai-600 035. Phone: +91 44-4071 6900 | Website: www.aspero.in | Email: support@aspero.in CIN - U65990TN2021PTC144175
RIGHTS AND OBLIGATIONS OF STOCK BROKERS, SUB-BROKERS AND CLIENTS(as prescribed by SEBI and Stock Exchanges) 1. The client shall invest/trade in those securities/contracts/other instruments admitted to dealings on the Exchanges as defined in the Rules, Byelaws and Regulations of Exchanges/ Securities and Exchange Board of India (SEBI) and circulars/notices issued there under from time to time. 2. The stock broker, sub-broker and the client shall be bound by all the Rules, Byelaws and Regulations of the Exchange and circulars/notices issued there under and Rules and Regulations of SEBI and relevant notifications of Government authorities as may be in force from time to time 3. The client shall satisfy itself of the capacity of the stock broker to deal in securities and/or deal in derivatives contracts and wishes to execute its orders through the stock broker and the client shall from time to time continue to satisfy itself of such capability of the stock broker before executing orders through the stock broker. 4. The stock broker shall continuously satisfy itself about the genuineness and financial soundness of the client and investment objectives relevant to the services to be provided. 5. The stock broker shall take steps to make the client aware of the precise nature of the Stock broker’s liability for business to be conducted, including any limitations, the liability and the capacity in which the stock broker acts. 6. The sub-broker shall provide necessary assistance and co-operate with the stock broker in all its dealings with the client(s). CLIENT INFORMATION 7. The client shall furnish all such details in full as are required by the stock broker in "Account Opening Form” with supporting details, made mandatory by stock exchanges/SEBI from time to time. 8. The client shall familiarize himself with all the mandatory provisions in the Account Opening documents. Any additional clauses or documents specified by the stock broker shall be non-mandatory, as per terms & conditions accepted by the client.
Aspero Markets Private Limited (Formerly known as Credavenue Securities Private Limited) Registered Office: 12th Floor, Prestige Polygon, No-471, Anna Salai, Nandanam, Chennai-600 035. Phone: +91 44-4071 6900 | Website: www.aspero.in | Email: support@aspero.in CIN - U65990TN2021PTC144175